iii. Independent tribunal
Article 6, paragraph 1 of the ECHR requires that a tribunal must meet the requirements of independence and impartiality. An assessment of the independence of a tribunal, on the one hand, depends on the type and manner of the appointment of its members and the duration of their term of office, as well as the existence of guarantees against outside pressures. On the other hand, a tribunal must present an appearance of independence. Namely, a judicial body not only has to “govern justice” but it must ensure that justice is seen to be done. Otherwise, the confidence that the courts in a democratic society must inspire in the public may be undermined.1126 The independence of judges may be challenged in a case where the manner of their appointment, generally speaking, is not satisfactory, or that the composition of the particular court deciding the case was influenced by improper motives. However, the independence of judges, per se, is not endangered if they are not appointed for life, provided that they cannot be discharged in an arbitrary manner or on grounds that are not related to the specific reason for dismissal.1127 In a certain case, a term of three years of office may satisfy the requirement of independent tribunal.1128 In addition, the fact that the executive appoints members of a tribunal is not per se contrary to the principle of independence.1129 What is important, however, is that the tribunal must have the power to give binding decisions that cannot be altered by a non-judicial authority.1130
The executive may also issue guidelines to the members about the general performance of their functions, as long as any such guidelines are not in reality instructions as to how cases are to be decided.1131 If the executive observes the work of tribunals, to which the executive is actually liable, such tribunals do not possess independence.1132 Though the requirement of independence is thoroughly guaranteed where judges are appointed for life and work full-time and hold office ad vitam aut culpam, the practice of an initial appointment (e.g., on a one year probation) with the expectation of appointment for life time after this period, is not incompatible with Article 6 paragraph 1 of the ECHR. In this case, it is important that the entire process for the appointment of judges for a probationary period and for a full appointment afterwards is safeguarded against outside pressure. This also concerns the appointment of additional judges.1133 In respect of the principle of independence, account must be taken of specific circumstances, including personal, which are present in the course of the overall judicial reform process.1134 The appointment of judges by a political assembly is not in itself incompatible with Article 6 paragraph 1 of the ECHR, if the practice of appointment as a whole is satisfactory and where guarantees against outside pressures exist.1135 These requirements shall not be satisfied if members or sympathisers of the ruling party (HDZ in the relevant case) are appointed to judicial office but their work is manifestly influenced by fear that their “politically incorrect” decision might lead to their dismissal.1136 As to those cases, which all relate to Canton 10, the respondent party, the Federation of Bosnia and Herzegovina, in fact conceded that there was a “problem” in the judicial system in Canton 10 in respect of both “efficiency and independence”.1137 There is a similar problem if a judge of the military tribunal is subject to the apparent control by higher-ranking officers and his tenure as a judge is far too short to achieve a satisfactory level of independence.1138 On the other hand, the presence of the international monitors at court proceedings, even where the public is excluded from a hearing, in principle, does not endanger the concept of judicial independence.1139 The exception is the BiH Constitutional Court. When it comes to sessions closed to the public, which is more-or-less a rule, the presence of international or national monitors would endanger the independence of judges, or that of the BiH Constitutional Court. The BiH Constitutional Court provided a reasoning for such a position as follows:
“The monitoring of judicial proceedings does not require the Constitutional Court of Bosnia and Herzegovina to permit attendance of the closed-door sessions of the Constitutional Court. The Constitutional Court is not a judicial body in a classical sense of the term, although it does carry out certain judicial functions in a procedure which is specific and significantly different from the procedure carried out by the ordinary courts.
The very presence of persons coming from outside the BiH Constitutional Court, and particularly the monitoring at the sessions on deliberations and voting of the Constitutional Court, would constitute a violation of Article II.3(e) of the Constitution of Bosnia and Herzegovina, and Article 6 of the European Convention for the Protection of Human Rights and Fundamental Freedoms. In other words, each and every decision that has not been adopted behind closed doors, but under someone else’s supervision, shall not be considered as being adopted in compliance with the principles of a fair trial.”1140
Not only individual judges or a court as an organ but the judiciary as a whole, the one of the three traditional “branches of government” under the principle of separation of powers, must be respected and independent. Laws on the judiciary guarantee the independence of the judiciary, exercising judicial power in accordance with the law and the Constitution. The fact that the judiciary is funded from the budget of one territorial-administrative unit (e.g., Canton) does not mean that it is dependent on the executive branch.1141 The administrative and legislative branches, however, must not interfere with the work of the judicial branch, such as to vote for or to enact norms depriving the courts of their judicial authority secured by the Constitution. This is the case, for instance, where the legislative branch prohibits or suspends the enforcement of court decisions through law,1142 or modifies enforcement decisions.1143
Footnotes
CH/96/30-M, pp. 39-40; CH/98/756-A&M, paragraph 85 with reference to ECtHR, Sramek v. Austria, 22 October 1984, Series A no. 84, paragraph 42; CH/97/67- A&M, paragraph 136 with reference to Campbell et al. v. the United Kingdom, 28 June 1984, Series A no. 80, paragraph 77 et seq.; CH/97/77-A&M, paragraph 67.
CH/02/9892-A&M, paragraph 88 et seq., with reference to EComHR, Zand v.Austria, Application No. 7360/76, 12 October 1978, DR 15, p. 81-82.
CH/02/9892-A&M, paragraph 89 with reference to ECtHR, Sramek v. Austria, 22 October 1984, Series A no. 84, paragraph 37, in the case of lay judge (laypersons).
CH/02/9892-A&M, paragraph 89 with reference to ECtHR, Sramek v. Austria, 22 October 1984, Series A no. 84, paragraph 38.
CH/02/9892-A&M, paragraph 89 with reference to ECtHR, Findlay v. the United Kingdom, 25 February 1997, ECtHR Collection of Decisions 1997-I, paragraph 77.
CH/02/9892-A&M, paragraph 89 with reference to ECtHR, Campbell et al. v. the United Kingdom, 28 June 1984, Series A no. 80, paragraph 79.
CH/01/8050, paragraph 88 et seq.
AP 1080/05, paragraph 23.
Compare CH/02/9892-A&M, paragraph 90 et seq. The example of the reform process in the Brčko District of BiH.
CH/98/756-A&M, paragraph 86 with reference to EComHR, Crociani et al. v. Italy, 18 December 1980, DR No. 22, p. 147, 220 et seq.
CH/98/756-A&M, paragraph 86 et seq., CH/97/67-A&M, paragraph 137 et seq., and CH/97/77-A&M, paragraph 68, with reference to enforcement orders issued in Canton 10 with regard to the claims of Serbs and Bosniaks, which are just made- up as being resolved.
Ibid.
CH/01/8304, paragraph 36 et seq.
CH/02/9892-A&M, paragraph 100 et seq.
The BiH Constitutional Court has, on several occasions, rejected the requests of the OHR, OSCE or the representatives of non-governmental organisations to attend the sessions on deliberations and voting of the BiH Constitutional Court (authors’ archive).
AP 971/04, paragraph 21. 1142 AP 703/04, paragraphs 42, 47. 1143 AP 982/05, paragraph 22.