Presenting evidence and witnesses (Article 6, paragraph 3(d) of the ECHR)
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AP 105/03 A. P. |
20041130 |
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AP 223/06 R. J. |
20070215 |
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AP 2238/05 Tomić |
20061117 |
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AP 476/04 R. V. |
20040630 |
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AP 506/04 Kopić |
20050923 |
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AP 662/04 Halilagić |
20051220 |
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AP 679/04 Veljko et al. Lazić |
20050913 |
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AP 91/04 A. D. |
20050223 |
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CH/02/9892-A&M Lazić |
20030905 |
Article 6, paragraph 3(d) of the ECHR contains, in principle, two rights: the right of the accused to examine prosecution witnesses and the right for the attendance and the hearing of defence witnesses to be granted under the conditions applicable to the prosecution witnesses. These two rights are independent of each other. Article 6, paragraph 3(d) of the ECHR; however, does not contain the right to present other evidence, for instance, to present evidence by way of “reconstructing an event”. The lawfulness of rejecting or refusing certain evidence can only be discussed within the scope of Article 6, paragraph 1 of the ECHR.1427
In principle, the task of the ordinary courts is to assess the available evidentiary material and the relevance of the evidence which the accused has requested to be presented.1428 Therefore, pursuant to Article 6, paragraph 3(d) of the ECHR, it is up to the domestic courts to assess whether it is necessary to hear certain witnesses or to present expert analysis; the BiH Constitutional Court, the Human Rights Chamber for BiH or the Human Rights Commission within the BiH Constitutional Court are tasked only with establishing whether the proceedings as a whole, including the evidentiary proceedings, have been fair and just.1429 Within the scope of the principle of “equality of arms” the defence has the right to summon witnesses and to cross-examine them; it is important as a rule that the defence has the right to attend the hearing of witnesses in the proceedings conducted against the accused.1430 Nevertheless, the court is not obliged to summon and hear all witnesses who have been proposed, and there is no obligation for all the witnesses to be cross-examined. There is an exception concerning the so-called protected witnesses.1431 Also, it is lawful and allowed for the minutes of the statements of witnesses, who cannot be heard in persona before the court for objective reasons, to be read at the main hearing provided that the defence may, thereafter, give its opinion in relation to the statements.1432 However, in such case a judgment cannot be exclusively based on such statements.1433
As the very wording of Article 6, paragraph 3(d) of the ECHR “under the conditions applicable to the prosecution witness” requires, it is crucial for the prosecution and defence to comply with the principle of “equality of arms”.1434 An apparent imbalance between the number of witnesses for the prosecution and for the defence may violate the right to a fair proceeding, as may the refusal of the court to hear certain witnesses if it is expected that hearing such witnesses can generate relevant statements in favour of the accused.1435 The accused must, however, provide reasons and convince the court that such witnesses may offer particularly important statements in favour of the defence.1436 If the court rejected or refused to hear a certain witness, although the accused had requested for the witness to be heard, the court must provide the reasoning for such a decision.1437 One cannot object if the court does not summon a certain witness whose name the defence had refused to disclose.1438 Similarly, Article 6 of the ECHR would not be violated if the court, with the consent of the defence, read the minutes on the hearing of witnesses, as the defence waived the right to cross-examine witnesses.1439 False statements of witnesses per se do not bring into question the fairness of the proceedings; however, should a competent authority influence a witness, which would result in giving a false statement, the fairness of the proceedings could be brought into question.1440 Presenting evidence by way of reconstructing events, should the accused be forced to do so – whereby witnesses were being shown photos during the hearing which appeared to have shown the applicant reconstructing the crime – although the trial minutes did not mention that any such photos had been shown, might not be in compliance with the right to a fair trial.1441
Usability, relevance and authenticity of unlawfully obtained evidence shall be assessed on a case-by-case basis, which is the responsibility, first and foremost, of the ordinary courts. Use of unlawfully obtained evidence is not per se prohibited within the meaning of Article 6 of the ECHR. The purpose of the fairness of proceedings is of crucial importance, and it relates to whether the rights of the defence have been sufficiently protected throughout the entire proceedings, and whether sufficient counter-measures have been taken in order to redress any unlawfulness occurring during the proceedings. To this end, it is necessary to take into account the answers to questions regarding how the evidence has been obtained, what is the extent of the violations of the Convention, what is the effect of disputable evidence on the final outcome of the proceedings and whether a decision on guilt relies on other evidence as well. In certain cases, a piece of evidence obtained in a way contrary to the standards laid down in the Convention may be used if a conviction for a criminal act is based exclusively on it, if obtained in accordance with the standards of domestic positive legal norms and if constituting firm evidence. Evidence of entering a guilty plea must be interpreted on the basis of more severe criteria, particularly if it is found that it was obtained under duress. Finally, it is relevant whether the defence has had a chance to challenge the usability of certain evidence and whether the issue of relevance and authenticity of a certain piece of evidence has been discussed in the presence of the defence.1442
Errors in relation to evidence at an earlier stage of the criminal proceedings can be corrected at a later stage of the criminal proceedings. Thus, the right to a fair trial shall not be violated if the court fails to inform the accused of the hearing of a protected witness at the stage of preparing the main hearing. However, the respective error must be corrected during the main hearing.1443
Footnotes
AP 476/04, paragraph 21.
CH/98/1324-A&M, paragraph 69, and CH/98/1335 et al.-A&M, paragraph 251, both in connection with the ECtHR, Barbèra, Messegué and Jabardo v. Spain, 6 December 1988, Series A no. 146, paragraph 68.
CH/98/1324-A&M, paragraph 69, and CH/98/1335 et al.-A&M, paragraph 251, and CH/97/34-A&M, paragraph 129, both in connection with the ECtHR, Asch v. Austria, 26 April 1991, Series A no. 203, paragraphs 25-26; Vidal v. Belgium, 22 April 1992, Series A no. 232-A, paragraph 33, U 53/02, paragraph 31; CH/98/1366- A&M, paragraph 90; CH/98/1335-A&M et al., paragraphs 251 and 253.
CH/02/9892-A&M, paragraph 122 in connection with the EComHR, Krupp v. Denmark, 42 DR (1985), p. 287; AP 55/06, paragraph 32.
AP 105/03, paragraph 25.
AP 506/04, paragraph 25; AP 679/04, paragraphs 26, 30.
AP 2238/05, paragraph 22; AP 91/04, paragraph 32; AP 223/06, paragraph 26 et seq.
Compare, CH/98/1335 et al.-A&M, paragraph 251 in connection with the ECtHR, Engel et al. v. Holland, 8 June 1976, Series A no. 22, paragraph 91.
Compare, CH/98/1335 et al.-A&M, st. 252, 267 et seq., in connection with the ECtHR, Vidal v. Belgium, 22 April 1992, Series A no. 232-A, paragraph 34.
AP 662/04, paragraph 37.
CH/00/6558-A&M, paragraph 68 in connection with the ECtHR, Vidal v. Belgium, 22 April 1992, Series A no. 235, paragraph 34.
CH/98/1335 et al.-A&M, paragraph 275.
Compare, CH/98/1335 et al.-A&M, paragraph 276.
CH/98/1335 et al.-A&M, paragraph 249; CH/98/1335-A&M et al., paragraph 249.
CH/98/1335 et al.-A&M, paragraph 271 et seq.
CH/01/7912 et al.-A&M, paragraph 205 et seq., in connection with the ECtHR, Khan v. United Kingdom, 12 May 2000, Reports of Judgments and Decisions of the ECtHR 2000-V, paragraph 34, and Schenk v. Switzerland, 12 July 1988, Series A no. 140.
AP 506/04, paragraph 30.